Decision
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Communication No. 1159/2003
Submitted by: Mariam Sankara et al. (represented by counsels, Mr. Vincent
Valai and Mr. Milton James Fernandes, from the Collectif Juridique International
Justice pour Sankara)
Alleged victims: Mariam, Philippe, Auguste and Thomas Sankara
State party: Burkina Faso
Date of communication: 12 October 2002 (initial submission)
Document references: Special Rapporteur’s rule 91 decision, transmitted
to the State party on 6 February 2003 (not issued in document form)
Date of adoption of decision: 9 March 2004
The Human Rights Committee, acting through its Working Group pursuant to rule
87, paragraph 2, of the Committee’s rules of procedure, adopts the following
decision on admissibility.
Decision on admissibility
1.1 The authors, Ms. Mariam Sankara (born on 26 March 1953 and residing in Canada)
and her sons Philippe (born on 10 August 1980 and residing in Canada) and Auguste
Sankara (born on 21 September 1982 and residing in Canada) are, respectively,
the wife and children of Mr. Thomas Sankara, former President of Burkina Faso,
who died on 15 October 1987. The authors state that they are acting on behalf
of Mr. Thomas Sankara and as victims themselves. They allege violations
by Burkina Faso of: article 6, paragraph 1, of the Covenant in connection with
Thomas Sankara; articles 2, paragraphs 1 and 3 (a) and (b), 14, paragraph 1,
17, 23, paragraph 1, and 26 of the Covenant in connection with Ms. Sankara and
her children; and also article 16 of the Covenant in the case of Auguste Sankara.
The authors are represented by counsels, Mr. Vincent Valai and Mr. Milton James
Fernandes, from the Collectif Juridique International Justice pour Sankara.
1.2 The Covenant and the Optional Protocol thereto entered into force for Burkina
Faso on 4 April 1999.
Facts as submitted by the author
2.1 On 15 October 1987, Thomas Sankara, President of Burkina Faso, was assassinated
during a coup d’état in Ouagadougou.
2.2 From 1987 to 1997, the authorities did not, in the authors’ opinion,
conduct any inquiry into this assassination. Moreover, on 17 January 1988, a
death certificate was issued, falsely stating that Thomas Sankara had died of
natural causes.
2.3 On 29 September 1997, within the 10-year period of prescription, Ms. Mariam
Sankara, in her capacity as spouse and on behalf of her two minor children,
lodged a complaint with the senior examining judge in the Ouagadougou Tribunal
de Grande Instance against a person or persons unknown for the assassination
of Mr. Thomas Sankara and also for the falsification of administrative documents.1
On 9 October 1997, the authors paid a deposit of 1 million CFA francs,2 in accordance
with the Code of Criminal Procedure.3
2.4 On 25 January 1998, the Procureur Général du Faso issued a
direction not to commence a judicial investigation, challenging the jurisdiction
of the ordinary courts on the grounds that the alleged events occurred in a
military establishment among members of the armed forces and non-combatant personnel
and that the death certificate had been issued by the armed forces health service
and signed by a physician with the rank of commander, and hence a member of
the armed forces.
2.5 On 23 March 1998, in order No. 06/98, the examining judge decided, on the
contrary, that the Ouagadougou Tribunal de Grande Instance was the ordinary
court competent to examine the case.4
2.6 On 2 April 1998, the Procureur du Faso appealed against this decision.5
2.7 On 10 December 1999, in the absence of a decision by the Court of Appeal’s
indictment division, the counsels for the authors formally requested the Minister
of Justice and the Supreme Council of Justice to take all necessary measures
in order to ensure the impartiality of justice.
2.8 On 26 January 2000, by decision No. 14, the Ouagadougou Court of Appeal
overruled order No. 06/98 of 23 March 1998 and declared the ordinary courts
incompetent.
2.9 In the authors’ opinion, despite Court of Appeal decision No. 14 and
their own application of 27 January 2000, the Procureur du Faso refused or omitted
to report the case to the Minister of Defence so that the latter could issue
a prosecution order.
2.10 On 27 January 2000, the counsels contested the above-mentioned decision
No. 14 by lodging an appeal with the judicial division of the Supreme Court.
2.11 On 19 June 2001, by decision No. 46, the Supreme Court declared the appeal
inadmissible on the grounds that a deposit had not been paid.6
2.12 On the same day, the counsels requested the Prosecutor-General in the Supreme
Court to report the case to the Minister of Defence so that he could issue the
prosecution order.7
2.13 On 19 June 2001, during an interview focusing largely on the Sankara case,
the President of Burkina Faso stated on Radio France Internationale that the
Minister of Defence should not be dealing with sub judice cases.8
2.14 On 25 June 2001, a further application9 was addressed to the Procureur
du Faso. On the same date, the counsels requested the Minister of Defence to
issue the prosecution order, anticipating a complaint from the prosecuting authorities.
2.15 On 23 July 2001, the Procureur du Faso replied to the counsels, stating
that their request related to acts categorized as offences committed on 15 October
1987, in other words, over 13 years and 8 months previously, and that, in its
decision of 26 January 2000, the Court of Appeal had declared itself incompetent
and had instructed the parties to take proceedings in the proper court.
2.16 On 25 July 2001, disputing the Procureur du Faso’s reply,10 the counsels
once again requested that, in accordance with article 71 (3) of the Code of
Military Justice, the case should be brought before the military courts, a remedy
that cannot be exercised by the claimant for criminal indemnification. To date,
no reply from the prosecutor, and hence no referral to the Minister of Defence,
have been reported.
The complaint
3.1 The authors consider that the absence of a public inquiry and legal proceedings
to determine the identity and civil and criminal responsibilities of Thomas
Sankara’s assassins, and also the failure to rectify his death certificate,
constitute a serious denial of justice in terms of their protection as members
of the Sankara family, in breach of articles 17 and 23, paragraph 1, of the
Covenant. They consider, moreover, that the failure to conduct an inquiry, and
therefore the absence of guarantees relating to equality before the law, and
also the prosecutor’s refusal to refer the case to the Minister of Defence,
thus preventing their complaint from being resolved, are attributable to their
political opinions, in breach of articles 2, paragraph 1, and 26 of the Covenant.
3.2 The authors maintain that the State party has failed to comply with its
obligations (a) to provide them with an effective remedy for the violations
they suffered, in accordance with article 2, paragraph 3 (a) and (b), of the
Covenant, and (b) to guarantee the impartiality of justice as required under
article 14, paragraph 1, of the Covenant. In this regard, the authors explain
that the aim of the decision, at first instance to establish the competence
of the military courts and to charge an abnormally high deposit (1 million CFA
francs) was to obstruct the examination of their complaint and, consequently,
constituted a violation of the “equality of arms” principle. Similarly,
the fact that their counsels were obliged to make a formal request to the Court
of Appeal to issue a decision falls into the above category of violations. They
consider that this also applied to the procedure before the Supreme Court, in
particular because the President of that Court is a supporter of both the party
and the serving President, and because the decision of inadmissibility on the
ground that no deposit was paid was in fact a pretext for not ruling on the
merits of the case.
3.3 The authors consider that, as a minor, Auguste Sankara should have been
exempted from payment of the deposit under the legislation in force. However,
by its decision of 19 June 2001, the Supreme Court refused to recognize him
as a minor, in breach of article 16 of the Covenant.11
3.4 Lastly, the authors maintain that the authorities’ refusal to rectify
Thomas Sankara’s death certificate constitutes a continuing violation
of article 6, paragraph 1, of the Covenant.
Observations of the State party on the admissibility of the communication
4.1 In its observations of 7 April 2003, the State party contests the admissibility
of the communication.
4.2 The State party reviews the background, which it calls historical, focusing
primarily on the conditions under which Captain Thomas Sankara acceded to power
on 4 August 1983 and its consequences in terms of human rights violations. The
State party describes what it calls a process of democratization and national
reconciliation under way since 1991. It also describes the remedies available
in Burkina Faso.
4.3 The State party considers that the authors have abused the procedure afforded
by the Optional Protocol. In this regard, it asserts that, on 30 September 2002,
the authors lodged a complaint against a person or persons unknown with the
senior examining judge in the Ouagadougou Tribunal de Grande Instance, with
an application as a civil party claiming damages for failure to produce the
corpse. On 16 October 2002, without awaiting the results of this request, the
authors submitted a complaint to the Committee. On 16 January 2003, the Procureur
du Faso issued a direction not to commence a judicial examination, invoking
the previous complaint by the claimant concerning the death of Thomas Sankara.
On 3 February 2003, the examining judge in the Ouagadougou Tribunal de Grande
Instance issued an order declaring the complaint unfounded, given that the same
claimant had, in September 1997, lodged a complaint concerning the assassination
of the same person and the facts confirm that person’s death. In the State
party’s opinion, therefore, the authors have brought the matter before
the Committee even though proceedings were pending in the national courts.
4.4 The State party also considers the authors’ complaint inadmissible
on the grounds that the events in question occurred prior to Burkina Faso’s
accession to the Covenant and the Optional Protocol, namely, 15 years ago. Furthermore,
the State party is of the view that the authors cannot claim a denial of justice
in connection with these events, given that there has been no such denial.
4.5 In the State party’s opinion, the condition of having exhausted domestic
remedies has not been met.
4.6 The State party explains that, following the Supreme Court’s inadmissibility
decision of 19 June 2001 on the grounds of non-payment of the deposit, the authors
refrained from using the non-contentious remedies and consequently cannot claim
that the system for the protection of human rights in Burkina Faso is inadequate
or that their constitutional right of access to the courts has been violated.
The State party asserts, in this regard, that no appeals have been made to:
– The Médiateur du Faso (ombudsman): as the allegations were linked
to the operation of the machinery of the State, the complainant could, under
articles 11 and 14 (combined) of Act No. 22/94/ADP of 17 May 1994 instituting
the office of ombudsman, have brought the case before him for the purposes of
State mediation;
– The Collège des sages: the complainant could, like victims of
the events of 15 October 1987, have brought the case before this Collège,
which was established on 1 June 1999;
– The National Reconciliation Commission: having taken over from the Collège
des sages, the Commission had competence to identify the economic crimes and
crimes of violence committed in Burkina Faso since its accession to independence
in 1960, with a view to proposing recommendations conducive to national reconciliation;
– The Compensation Fund for Victims of Political Violence: despite the
fact that the death of Thomas Sankara was attributed to a situation of political
violence, the complainant did not approach the Fund, unlike victims of the events
of 15 October 1987.
4.7 Similarly, in the State party’s view, not all contentious remedies
have been exhausted. In respect of complaints of denial of justice, provision
is made for a remedy for any person who considers that he is a victim of such
a violation under article 4 of the Civil Code,12 article 166 of the Penal Code13
and article 281 of order No. 91-51 of 26 August 1991 relating to the organization
and functioning of the Supreme Court. However, Ms. Sankara has not made use
of these remedies. As to the complaint about the President of the Supreme Court,
in conformity with articles 648-658 of the Code of Criminal Procedure and articles
291 and 292 of order No. 91-51, any party to proceedings who harbours legitimate
suspicions about a judge who will be called upon to rule on his interests may
apply for recusation. The author has not in fact used this remedy. Similarly,
she has not made use of articles 283 and 284 of order No. 91-51 providing for
penalties in the event of denial of justice.
4.8 In the opinion of the State party, the author has also committed, through
negligence or ignorance, procedural errors which prevented her application from
being examined on the merits. The State party refers to the tardy lodging of
the complaint, namely on 29 September 1997, prescription entering into effect
as from 15 October 1997, i.e. 10 years after the alleged events. The author
was thus running the risk of her complaint being time-barred in the event of
referral to an incompetent court. In the State party’s view, referral
to the Tribunal de Grande Instance, in lieu of the military court, constitutes
a procedural error attributable to the author. Given the victim’s status
(Thomas Sankara was a captain in the regular army of Burkina Faso) and the location
where the events occurred (the premises of the Conseil de l’Entente, classed
as a military zone during the revolutionary period), the author should quite
naturally, in accordance with the law, have brought the matter before the military
courts. In the opinion of the State party, the prescription of legal proceedings,
related to the tardy referral to the courts, and the procedural error have invalidated
any proceedings before the military judge. Consequently, the author cannot blame
the public prosecutor for having refused to refer the case to the Minister of
Defence, in conformity with the provisions of the Code of Military Justice.
Furthermore, in its view, the dismissal of the appeal to the Supreme Court for
non-payment of the deposit cannot be invoked by the author as a ground for denial
of justice, since it was incumbent on her to conform to the procedures provided
for by law.
4.9 Lastly, the State party claims substantive inadmissibility related to the
political character of the complaint. In its view, the late referral of the
death of her husband to the national courts denotes the author’s manifest
lack of interest in the manifestation of the truth in terms of law. The State
party considers that the facts of the case are fundamentally political since
they occurred in a particularly troubled national context linked, first, to
the aberrations of the revolutionary regime and the risks of instability throughout
the country, and secondly to the military coup rendered necessary by circumstances.
Lastly, the justice sought by the author is fundamentally political and constitutes
an abuse of law. In the State party’s view, the author has set herself
the target of avenging her dead husband. Since her decision to go into exile
immediately after the events in question, she has persisted in taking numerous
initiatives aimed at damaging the country’s image. In its opinion, despite
the steps taken to facilitate her return to the country, the author has stubbornly
remained abroad, where she has political-refugee status. Her complaint, therefore,
does not fall within the competence of the Committee.
The authors’ comments on admissibility
5.1 In their comments of 30 August 2003, the authors contest the State party’s
arguments on admissibility.
5.2 In the first place, the authors stress that their complaint must be also
viewed from the standpoint of article 7 of the Covenant in that the authorities’
refusal to conduct a proper inquiry and to establish the facts surrounding the
death of Thomas Sankara may be regarded as cruel, inhuman and degrading treatment
inflicted on them. Thus, the authorities prevented them from finding out the
circumstances of the victim’s death and the precise place where his remains
were officially buried. Lastly, the unlawful conduct of the State has had the
effect of intimidating and punishing the Sankara family, who have been unjustly
left in a state of uncertainty and mental distress.14
5.3 The authors consider that the State party’s arguments on inadmissibility
of the complaint ratione materiae and its allegedly political character are
without legal basis. In their view, the Committee is competent to consider the
facts of the present communication which, admittedly, pre-date Burkina Faso’s
accession to the Optional Protocol, but represent a continuing violation of
the Covenant and produce effects which themselves constitute violations of the
Covenant to this day, account being taken of the acts of the Government and
decisions of the courts since the Covenant’s entry into force.
5.4 The authors maintain that the communication as a whole is admissible in
that Burkina Faso has failed to comply with its obligations under the Covenant.
Citing communication No. 612/1995 (Vicente v. Colombia), the authors refer,
first, to the fact that the State party did not fulfil its obligation to conduct
an inquiry into the death of Thomas Sankara. Secondly, the State party has never
denied its failure to fulfil that obligation under the Covenant, that violation
having occurred before and after accession to the Optional Protocol. They further
note that Thomas Sankara’s death certificate falsely attributed his death
to natural causes and that the State party refused or wilfully omitted to rectify
it before and after accession to the Optional Protocol. Thirdly, the authors
consider that, in its observations, the State party has made a judicial admission,
namely that the State authorities were fully aware that Thomas Sankara had not
died of natural causes, but did nothing about it.
5.5 The authors emphasize that the wilful acts and omissions on the part of
the State party have continued since its accession to the Optional Protocol
and have constituted continuing violations of the Covenant. They recall that
they initiated judicial proceedings on 29 September 1997, within the limit of
the 10-year prescription period, because of the authorities’ refusal to
respect their obligations, and draw attention to the attitude of the authorities,
who endeavoured to obstruct or delay their appeals.
5.6 The authors consider that the Court of Appeal was tardy, after their counsels’
notice of default, in handing down its decision of 26 January 2000. They recall
that following that decision, having declared the ordinary courts incompetent,
the authorities concerned refused or omitted to refer the case to the Ministry
of Defence in order that proceedings might be brought in the military courts,
as provided for in article 71 (1) and (3) of the Code of Military Justice. On
27 January 2000, therefore, the authors lodged an appeal with the Supreme Court
in order to contest the validity of the decision of the Court of Appeal.
5.7 According to the authors, on 27 January 2000 when they lodged the appeal
with the Supreme Court, the registrar refused or wilfully omitted to give the
counsels formal notification of the requirements established by article 110
of order No. 91-0051/PRES of 26 August 1991. He also omitted to ascertain whether
article 111 of that order15 applied, in other words to ascertain the age of
Auguste Sankara in order to determine whether he was a minor. By its decision
of 19 June 2001, the Supreme Court refused or wilfully omitted to remedy the
registrar’s violations and, proprio motu, to verify the age of Auguste
Sankara, who, having been born on 21 September 1982, was in fact a minor when
the appeal was lodged; those facts constituted two separate violations of Auguste
Sankara’s rights under article 16 of the Covenant. The authors draw attention,
subsidiarily, to the refusal to allow the counsels to pay 5,000 CFA francs when
making their application, and the Supreme Court’s refusal to examine the
case on the merits on the sole pretext that payment of 5,000 CFA francs16 was
required, and hence to permit continuation of the proceedings.
5.8 The authors again refer to the authorities’ wilful failure and omission
to act at various stages of the proceedings, namely, the failure to refer the
matter to the Minister of Defence in order that proceedings might go ahead before
a military court, when in fact such proceedings are required under the above-mentioned
article 71 (3).
5.9 As to the exhaustion of domestic remedies, the authors, referring to the
Committee’s jurisprudence,17 state that the Covenant requires criminal
proceedings to be initiated at the national level in the case of serious violations,
and in particular unlawful deaths. The State party having wilfully omitted or
refused to initiate any form of inquiry or civil, criminal or military proceedings,
the authors explain that they then lodged a complaint against a person or persons
unknown in connection with the death of Thomas Sankara and with the rights of
his family, insofar as that was the only domestic recourse available in order
to remedy the alleged violations. They recall that they were unable to initiate
such proceedings before the military courts under article 71 (3) of the Code
of Military Justice. On the basis of the Committee’s jurisprudence,18
the authors maintain that none of the remedies mentioned by the State party
may be regarded as effective, given their purely disciplinary or administrative
nature, and the fact that they are not legally binding on the public authorities
(non-contentious remedies) and cannot provide an effective remedy for alleged
serious violations (contentious remedies). As to domestic remedies for denial
of justice, citing the Committee’s jurisprudence,19 the authors consider
that it is incumbent on the Committee to determine whether the Supreme Court
violated its obligations of independence and impartiality, and that they could
not, at the time of their appeal, know in advance what action the court would
take. In their opinion, the application for recusation in respect of the President
of the Supreme Court could not constitute an effective recourse in that it would
not remedy the irreversible effects of the Court’s decision, which is
not appealable. With regard to the appeal of 20 September 2002 concerning the
failure to produce the body of Thomas Sankara, the authors state that the purpose
of that appeal was to obtain direct evidence concerning the circumstances of
the victim’s death, and that the appeal could not remedy the alleged violations
vis-à-vis the members of his family. The authors add that the only effective
and adequate remedy for the family members was exhausted by the Supreme Court
decision of 19 June 2001. Lastly, in conformity with the Committee’s jurisprudence,20
the authors consider that they could not be required to lodge an appeal concerning
sequestration.
5.10 The authors make further submissions concerning the merits of the communication.
They show that, in its observations, the State party officially admitted that
the authorities knew that the death of Thomas Sankara on 15 October 1987 was
not due to natural causes. From that they conclude that the appeal of 30 September
2002 is no longer required. They further note that the then Minister of Justice,
and current President of Burkina Faso, did not initiate a judicial remedy despite
his awareness of the non-natural death of the victim. Similarly, the Procureur
du Faso and the Minister of Defence did not ensure that the Supreme Court’s
decision was referred to the military courts. The authors again refer to the
statement made by the President of Burkina Faso on Radio France Internationale
on 19 June 2001 and consider it to be in breach of article 71 (1) and (3) of
the Code of Military Justice, which establishes, among the duties of the Minister
of Defence, his exclusive competence to order proceedings in the military courts.
The authors stress that whenever a violation has been reported by an examining
judge, public prosecutor or prosecutor-general, the Minister of Defence has
ordered proceedings to be brought. According to the authors, who refer to a
statement in Le Pays,21 the Minister of Defence personally refused to exercise
the powers conferred by article 71 (3) of the Code of Military Justice. They
again stress that all the judicial authorities, such as the public prosecutor
and the prosecutor-general, have either refused to allow, or wilfully prevented
or omitted to initiate, proceedings in the military courts.
Issues and proceedings before the Committee concerning admissibility
6.1 Before considering any complaint submitted in a communication, the Human
Rights Committee must, in accordance with rule 87 of its rules of procedure,
decide whether or not the communication is admissible under the Optional Protocol
to the Covenant.
6.2 The Committee has ascertained that the same matter is not being examined
under another procedure of international investigation or settlement for the
purposes of article 5, paragraph 2 (a), of the Optional Protocol.
6.3 The Committee notes the State party’s arguments concerning the inadmissibility
of the communication ratione temporis. Having also noted the authors’
arguments, the Committee considers that a distinction should be drawn between
the complaint relating to Mr. Thomas Sankara, on the one hand, and the complaint
concerning Ms. Sankara and her children, on the other. The Committee further
considers that the death of Thomas Sankara, which could have entailed violations
of several articles of the Covenant, occurred on 15 October 1987, and hence
before the entry into force of the Covenant and the Optional Protocol for Burkina
Faso.22 This part of the communication is therefore inadmissible ratione temporis.
Thomas Sankara’s death certificate of 17 January 1988, stating that he
died of natural causes — contrary to the facts, which are public knowledge
and attested by the State party (paras. 4.2 and 4.7) — and the authorities’
failure to rectify the certificate during the period since that time must be
considered in the light of its continuing effect on Ms. Sankara and her children.23
6.4 In this context, in conformity with its jurisprudence,24 the Committee is
of the view that it cannot consider violations which occurred before the entry
into force of the Optional Protocol for the State party unless those violations
continue after the Protocol’s entry into force. A continuing violation
is to be interpreted as an affirmation, after the entry into force of the Optional
Protocol, by act or by clear implication, of previous violations of the State
party. The Committee has taken note of the authors’ arguments concerning,
first, the absence of an inquiry by the authorities into the death (which was
public knowledge) of Thomas Sankara and of proceedings against the guilty parties
— allegations which are not in fact challenged by the State party. These
constitute violations of their rights and of the obligations of States under
the Covenant.25 Secondly, in order to remedy this situation, the authors initiated
judicial proceedings on 29 September 1997, i.e. within the limits of the 10-year
period of prescription, and these proceedings continued after the entry into
force of the Covenant and the Optional Protocol for Burkina Faso. Contrary to
the arguments of the State party, the Committee considers that the proceedings
have been prolonged, not because of a procedural error on the part of the authors,
but because of a conflict of competence between authorities. Given that, according
to the information provided by the authors, the alleged violations resulting
from the failure to conduct an inquiry and initiate proceedings against the
guilty parties have affected them since the entry into force of the Covenant
and the Optional Protocol because of the failure of the proceedings to date,
the Committee considers that this part of the communication is admissible ratione
temporis.
6.5 As to the exhaustion of domestic remedies, and the State party’s argument
of inadmissibility based on failure to make use of non-contentious remedies,26
the Committee recalls that domestic remedies must be not only available but
also effective, and that the term “domestic remedies” must be understood
as referring primarily to judicial remedies. The effectiveness of a remedy also
depends, to a certain extent, on the nature of the alleged violation.27
In the present case, the alleged violation concerns the right to life, and is
linked primarily to the allegation of the failure to conduct an inquiry and
to initiate proceedings against the guilty parties, and secondarily to the allegation
of the non-rectification of the victim’s death certificate and the failure
of the appeals initiated by the authors in order to remedy the situation. In
these circumstances, the Committee considers that the non-contentious remedies
mentioned by the State party in its submission cannot be considered as effective
for the purposes of article 5 (2) (b) of the optional protocol.28
6.6 With regard to the State party’s claims relating to the non-use of
certain contentious remedies concerning the denial of justice, the Committee
considers that the State party has confined itself to a mere recital of remedies
available under Burkina Faso law, without providing any information on the relevance
of those remedies in the specific circumstances of the case or demonstrating
that they would have constituted effective and available remedies. With particular
regard to the application for recusation in respect of the President of the
Supreme Court, the Committee considers that the authors could not know the Court’s
decision in advance, and that it will be for the Committee to determine, in
the examination of the merits, whether the President’s decision was arbitrary
or constituted a denial of justice.
6.7 On the question of the State party’s claim of inadmissibility on the
ground that the authors lodged a complaint with the Committee when proceedings
were pending before the national courts, the Committee cannot accept this argument
in that the additional remedy introduced by the authors in connection with the
complaint of 30 September 2002 against a person or persons unknown was exhausted
at the time of the present examination of the communication.
6.8 As to the State party’s claim concerning prescription relating to
the tardy and procedurally incorrect referral of the case to the courts, the
Committee considers it unfounded as set out above (cf. para. 6.4). Moreover,
the Committee cannot accept this argument in support of the State party’s
assertion that the prosecutor could not be blamed for having refused to refer
the case to the Minister of Defence. In this connection, the Committee finds
that the grounds for refusal adduced by the prosecutor on 23 July 2001 are manifestly
unfounded since (a), as set forth above, prescription could not be applied (and
had not in fact been applied by the various authorities throughout the proceedings),
and (b) the authors could not themselves bring the case before the military
courts (the only competent jurisdiction, the Court of Appeal’s decision
No. 14 having become final following decision No. 46 by the Supreme Court).
The order to initiate proceedings could be issued, on pain of invalidity, only
by the Minister of Defence after referral by the prosecutor in particular. Consequently,
the latter, wrongly, halted the proceedings initiated by the authors and, furthermore,
did not respond to their appeal of 25 July 2001, a fact which has not been commented
on by the State party.
6.9 Lastly, the Committee considers that the authors have exhausted domestic
remedies in conformity with article 5, paragraph 2 (b), of the Optional Protocol.
6.10 As to the State party’s argument about the allegedly political character
of the complaint, the Committee considers that this in no way affects the admissibility
of the communication and, in fact, falls within the scope of the examination
of the communication on the merits.
6.11 Regarding the complaints of violations of articles 17 and 23 of the Covenant,
the Committee considers that the authors’ allegations concerning the consequences
of the failure to conduct an inquiry into the death of Thomas Sankara and to
identify those responsible, in particular for their protection, do not fall
within the scope of the articles mentioned but do raise issues with respect
to article 729 and article 9, paragraph 1,30 of the Covenant.
6.12 Concerning the complaint of a violation of article 16 of the Covenant,
the Committee considers that the authors’ allegations do not fall within
the scope of this article, but may raise issues with regard to article 14, paragraph
1.
6.13 On the question of the complaints under article 14, paragraph 1, and article
26 of the Covenant (cf. para. 3.1), the Committee considers that these allegations
have been sufficiently substantiated for purposes of admissibility.
7. The Human Rights Committee therefore decides:
(a) That the communication is admissible under articles 7, 9, paragraph 1, 14,
paragraph 1, and 26 of the Covenant;
(b) That, in conformity with article 4, paragraph 2, of the Optional Protocol,
the State party shall be requested to submit to the Committee, within six months
of the date of transmittal to it of this decision, written explanations or statements
clarifying the matter and the measures, if any, that it may have taken;
(c) That any explanations or statements received from the State party shall
be communicated to the authors under rule 93, paragraph 3, of the Committee’s
rules of procedure, with the request that any comments they may wish to make
thereon should reach the Human Rights Committee, in care of the Office of the
United Nations High Commissioner for Human Rights, within six weeks of the date
of transmittal; and
(d) That this decision shall be communicated to the State party and the authors
of the communication.
[Adopted in English, French and Spanish, the French text being the original
version.]
Notes
1 Complaint concerning the death certificate.
2 Equivalent to approximately 1,538 euros, according to the authors.
3 The case file shows that, on 8 October 1997, the senior examining judge in
the Ouagadougou Tribunal de Grande Instance issued an order setting the amount
of the deposit at 1 million CFA francs.
4 The examining judge considered that, in accordance with article 51 of the
Code of Criminal Procedure, the examination division of the Ouagadougou Tribunal
de Grande Instance had jurisdiction in the light of the location and the imprescriptibility
of the crime. “[…] Whereas, in the present case, it was not reported
that the crime of assassination in question had taken place in a military establishment;
even if this were true, it should be noted that the perpetrator or perpetrators
of this crime have not been identified to date; this, moreover, is the reason
why the complaint was lodged against a person or persons unknown; consequently,
in the present circumstances, it would be very hazardous, without having previously
identified the perpetrators, to conclude that they were members of the armed
forces; even if the person responsible for issuing a false administrative document
had military status, it should be pointed out that this second offence is subsidiarily
linked to the first, namely the assassination, in the sense that its existence
depends on the existence of the first, which is the principal offence; moreover,
it is a general principle of law that the accessory follows the principal […];
it follows that the military status of the person responsible for the false
document would not legally justify the referral of the perpetrator or perpetrators
of the principal offence, namely the assassination, to the military courts […].”
5 “[…] it is no secret that the events on which the complaint is
based took place on the evening of 15 October 1987 in the Conseil de l’Entente
barracks. In other words, the acts in question were perpetrated not only in
a military establishment, but also by persons with military status. In no respect
does this involve an ordinary offence. The false document mentioned in the complaint
is an accessory following the principal, the outcome of which is linked to the
principal action. Therefore: The indictment division should declare the examining
judge incompetent, in accordance with article 34 of the Code of Military Justice
…”. Article 34 of the Code of Military Justice: “The military
courts are competent to examine and pass judgement on ordinary offences committed
by members of the armed forces, or equivalent non-combatant personnel in service,
in military establishments or where they are accommodated, as well as the military
offences established under this Code in accordance with the rules of procedure
which apply thereto.”
6 It emerges from the Supreme Court decision that the authors stated in the
court that, at the time they lodged their complaint on 9 October 1997, pursuant
to article 85 of the Code of Criminal Procedure, they had paid to the examining
judge a deposit of 1 million CFA francs, and that, furthermore, they had not
paid the penalty deposit to the Supreme Court registrar as the latter had omitted
to read out the provisions of article 110 of order No. 91-0051/PRES of 26 August
1991 relating to the composition, organization and functioning of the Supreme
Court (“the claimant is required, on pain of inadmissibility, to pay a
sum of 5,000 francs as a penalty deposit before the end of the month following
his or her notice of intent to appeal. The deposit is payable either directly
to the chief registrar of the Supreme Court or by a money order addressed to
the chief registrar. The registrar receiving the notice of intent shall read
out to the claimants the provisions of the foregoing two paragraphs and mention
this formality in the record”). The Supreme Court considered that the
deposits provided for under article 85 of the Code of Criminal Procedure and
article 110 of the above-mentioned order were separate and that the payment
of the deposit provided for in the first provision did not obviate payment of
that required under the second provision. The Supreme Court also considered
that the registrar’s failure to inform the claimants of the obligation
to pay a deposit was not, by law, liable to any procedural penalty, and that
the authors could not, therefore, be exempted from this obligation as a result
of the aforesaid omission.
7 Arguing that Court of Appeal decision No. 14 had become final as a result
of Supreme Court decision No. 46 and that consequently the ordinary courts were
incompetent, the authors, on the strength of article 71 (3) of the Code of Military
Justice, asked the Prosecutor-General to report the criminal act to the Minister
of Defence, who would then be required to issue a prosecution order (article
71: “If the case involves an offence within the competence of the military
courts, the Minister of Defence shall determine whether or not it is necessary
to refer the case to the military justice system. No proceedings may take place,
on pain of invalidity, without a prosecution order issued by the Minister of
Defence. In all cases where the offence has been reported by a civilian examining
judge, a prosecutor or a prosecutor-general, the Minister of Defence is required
to issue the prosecution order. The said prosecution order cannot be appealed;
it must make specific reference to the acts to which the proceedings will relate,
characterize them and indicate the applicable legislation”). The authors
recalled that, on 27 January 2000, they had also, unsuccessfully, addressed
such a request to the Procureur du Faso. However, according to the authors,
in a similar case (Public prosecutor v. Kafando Marcel et al., which was the
subject of referral order No. 005/TMO/CCI of 17 July 2000), the Procureur du
Faso in the Ouagadougou Tribunal de Grande Instance had, in communication No.
744/99, reported acts categorized as serious and ordinary offences that appeared
to have been committed on Conseil de l’Entente premises to the Government
Commissioner to the Military Court. Moreover, according to the authors, the
Minister of Defence, after a preliminary inquiry, had issued a prosecution order.
8 “It’s all very well to keep harping on one particular aspect of
the Sankara case. But it should not be forgotten that there are certainly many
cases before the courts. The Minister of Defence is not there to deal with justice-related
issues; he certainly has other concerns. But I can assure you that, in all matters
relating to all legal cases, there will be nothing to prevent cases from proceeding
from start to finish in our country. We have chosen the rule of law and we intend
to meet our responsibilities in this regard.”
9 Cf. footnote 6 and para. 2.9.
10 The authors claim, first, that the period of prescription was interrupted
(Neither the judicial examination order nor the Court of Appeal decision challenged
the admissibility of the complaint. Similarly, the predecessor of the current
Procureur du Faso had not invoked prescription, but article 34 of the Code of
Military Justice. Furthermore, the Supreme Court’s inadmissibility decision
applies only to the non-payment of the deposit and not prescription.) Secondly,
the authors claim that the Court of Appeal decision instructed the parties,
not only the claimant but also the prosecuting authorities, to take proceedings
in the proper court. In accordance with this decision, the authors explain that
they were unable, under the provisions of the Code of Military Justice, to bring
the case directly before the Minister of Defence (the only person with authority
to issue the prosecution order in connection with an offence within the jurisdiction
of the military courts), and were thus obliged to refer the case to the prosecutor
in accordance with article 71 (3) of the Code of Military Justice. Once again,
reference is made to the Public prosecutor v. Kafando Marcel et al. case.
11 From the case file it is impossible to establish that the authors raised
before the Supreme Court the question of the exemption from payment of a deposit
in the case of Auguste Sankara, who was a minor at the time. See also footnote
5.
12 Article 4: “Any judge who, on the pretext of the silence, obscurity
or inadequacy of the law, refuses to deliver a judgement may be prosecuted for
denial of justice.”
13 Article 166: “Any judge who, on whatever pretext, including silence
or obscurity of the law, refuses to render the justice he owes to the parties
after being requested to do so, and who persists in his refusal after a warning
or order from his superiors, shall be liable to imprisonment for a term of two
months to one year and a fine of 50,000 to 300,000 francs. A judge found guilty
of this offence may, furthermore, be barred from any judicial function for a
period of not more than five years.”
14 Communication No. 886/1999 (Schedko et al. v. Belarus).
15 Article 111 of order No. 91-0051/PRES of 26 August 1991: “The following
are nevertheless exempted from payment of a deposit: persons sentenced to correctional
imprisonment or light imprisonment; persons in receipt of judicial assistance
or having requested such assistance; minors under the age of 18.”
16 Equivalent to approximately 7.6 euros, according to the authors.
17 Communications Nos. 563/1993 (Nydia Bautista de Arellana v. Colombia), 612/1995
(Arhuacos v. Colombia) and 778/1997 (Coronel v. Colombia).
18 Communication No. 612/1995 (Arhuacos v. Colombia).
19 Communication No. 886/1999 (Schedko et al. v. Belarus).
20 Communication No. 30/1978 (Bleier v. Uruguay).
21 “At this juncture, matters must not be confused. To date, the Minister
of Defence has not been called upon to intervene as such in the Thomas Sankara
case. I have no judicial document or a document from a claimant calling on me
to act. If one day this problem arose, courageously and with the President of
Burkina Faso as the supreme chief of the armed forces, we shall ensure that
a solution is found to the problem. Thomas Sankara was in fact one of our brothers
in arms. There is no reason why any problem raised concerning him cannot be
solved.” Le Pays, No. 2,493, 22 October 2001.
22 Communication No. 345/1998 (R.A.V.N et al. v. Argentina).
23 Communication No. 717/1996 (Acuña Inostroza et al. v. Chile).
24 Communications Nos. 24/1997 (S. Lovelace v. Canada), 1996/1985 (I. Gueye
v. France), 516/1992 (J. Simunek et al. v. Czech Republic), 520/1992 (E. and
A.K. v. Hungary), and 566/1993 (Ivan Somers v. Hungary).
25 Communication No. 612/1995 (José Vicente et al. v. Colombia).
26 Médiateur du Faso, Collège des sages, National Reconciliation
Commission and Compensation Fund for Victims of Political Violence.
27 Communication No. 612/1995 (José Vicente v. Colombia).
28 Communications Nos. 612/1995 (José Vicente v. Colombia) and 778/1997
(Coronel et al. v. Colombia).
29 Communications Nos. 950/2000 (Sarma v. Sri Lanka) and 886/1999 (Bondarenko
et al. v. Belarus).
30 Communication No. 821/1998 (Chongwue v. Zambia).